Portfolio Oversight

Let's face it-you're not an investment professional. You may not realize the significance of documents you are being asked to sign. You may not realize that your account is improperly balanced and has too much risk. You may not comprehend the true cost of your transactions or what mark-up and mark-down mean. You see a lot of trade confirmations and do not know that your account is being "churned" (excessively traded). You do not understand margin and the risk of over-leveraging your account. Investments may have been represented as safe but in reality are HIGH RISK. Thousands of investors were taken in by the Bernard Madoff ponzi scheme. And there are many more like it out there. No one can truly prevent all investment losses. However, my Portfolio Oversight analysis, backed by 30 years of securities' industry experience, can help you to protect your investments before it's too late. *

Typical clients who can benefit from Portfolio Oversight are:

  • Non-U.S. investors unfamiliar with U.S. stockbroker rules and practices
  • Pension Plan Trustees concerned with fiduciary liability
  • Retired persons who cannot afford a significant risk of loss
  • Business owners, doctors, lawyers and other professionals who are too busy managing successful careers to devote the time needed to monitor their portfolios
  • Investors who unexpectedly have access to large sums of money that they are not accustomed to handling such as from 401k rollovers, divorce or accident settlements, inheritance or insurance proceeds, or even winning the lottery, especially first-time investors
  • Charities and endowments
  • Family Offices

Contact Us to see how we can help you.

*There can be no assurance of a positive outcome as each case is unique.